Podcasts

A Modern Approach to Compliance for Finance Firms

Goutam Nadella: how finance firms can best modernise their approach to tracking staff communications during a tough economy and beyond

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New Cyber Compliance Requirements

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Georgia Public Records: A Guide to Meeting Open Records Requirements and Improving Transparency
by Smarsh
on November 04, 2024
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The AI Balancing Act: 2024 FINRA AI Guidance on Juggling Innovation and Compliance
by Tiffany Magri
on November 01, 2024
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