WhatsApp: What Recent SEC Fines Mean for Small Firms

Earlier this year, the SEC made headlines when it issued record-breaking fines against some of the world’s largest financial firms for failure to monitor employee communications on WhatsApp and other unapproved communication tools. However, small firms are not exempt from penalties. In our latest podcast, experts from Smarsh and Elinphant discuss recent recordkeeping guidance from the SEC and share practical takeaways for small firms.