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Maximize the benefits of AI tools while complying with SEC and FINRA mandates.
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Leverage the power of generative AI while maintaining compliance

OpenAI’s ChatGPT Enterprise Platform is the business version of its popular chatbot and virtual assistant tool. ChatGPT Enterprise is tailored for companies looking to scale securely and includes enhanced features and capabilities, such as administrative tools, advanced security and data privacy, increased usage limits and analytics for your organization.

Smarsh Capture for the ChatGPT Enterprise Compliance API is a compliance solution purpose-built for financial services firms. Regulated organizations can improve employee productivity with this generative AI tool while helping to comply with recordkeeping requirements, such as SEC Rule 17a-4.

With Capture for ChatGPT Enterprise, firms can capture and store communications from ChatGPT Enterprise, including user prompts, responses, text, images, source code and other interactions.

Smarsh helps reduce the risk of data loss, breach, and non-compliance with regulatory mandates so employees can communicate with confidence. Smarsh capture and archiving solutions for ChatGPT Enterprise enable:

  • Comprehensive compliance: Smarsh provides native compliance and governance support for ChatGPT Enterprise.

  • Insights and reporting: Gain greater visibility into your organization’s productivity and processes with workplace analytics, weekly active usage reports and deeper message and conversation insights.

  • End-to-end security: Designed for the enterprise organization, this solution helps ensure data security and integrity with single sign-on, SOC 2 compliance, data encryption, dedicated workspace, custom data retention and domain verification.

  • Roles and permissions: Simplify user administration and management by controlling the level of access users have to the application.