Moving from Reactive to Proactive Compliance Practices in Financial Services with AI

The rise of novel platforms such as WhatsApp and TikTok have transformed the way individuals connect and share information. While these innovative platforms offer greater communication, collaboration and customer engagement, they also present intricate surveillance and regulatory compliance challenges for financial services firms.

This white paper explores the multifaceted concerns compliance leaders have and how artificial intelligence can be used to achieve effective data governance practices. You’ll learn:

• Compliance operations best practices to address common compliance concern amid an evolving regulatory regime
• How to assess risks with aging tech stacks, new communication tools and changing regulations
• How to use available AI technologies to drive proactive and effective compliance practices

Get the whitepaper to maximize the latest surveillance technologies — compliantly.